— ROC COMPLIANCE & LLP SERVICES

Audit-Proof Filings.
Flawless Governance.
Zero MCA Penalties.

Annual Return Filings (MGT-7/7A, AOC-4), Director KYC registrations (DIR-3), LLP Form 8 & 11 compliances, and corporate registry cleanups under Advocate Devendra K.

Book a Consultation Talk to an Expert
DK Associates ROC & LLP Services

Your Governance.

Our Vigilance.

Zero MCA Penalties.

Financial Solvency (AOC-4)

Mandatory filing of balance sheets, profit & loss reports, and board statements u/s 137 within 30 days of the AGM.

Annual Return (MGT-7/7A)

Filing of annual business statistics, shareholder structures, and board changes under Section 92 of the Companies Act.

Director KYC & DIN

Annual DIR-3 KYC compliance to keep Director Identification Numbers active and prevent disqualified status.

LLP Annual Form 8 & 11

Filing statement of accounts, solvency (Form 8), and annual return (Form 11) for Limited Liability Partnerships.

Share Transfers & Governance

ROC filings for director appointments, resignations, share allocation, transfer of deeds, and capital revisions.

ACTIVE Cleanups & Address

ACTIVE form filings (INC-22A), updating registered office geo-tags, and resolving registry blocks.

MCA Gateway Sync Direct upload and quick verification on V2/V3 MCA portal.
Corporate Counsels Filings reviewed by expert corporate law practitioners.
Registry Safety Prevent registry blocks, freeze actions, and active tag removals.
Penalty Mitigation Condonation of delay petitions to reduce additional fees.
Timeline Alerts Proactive automated reminders for annual general meetings.
Corporate Board Compliance Meeting

Advocate Devendra K.

Managing Corporate Counsel

—— LLP & COMPANY COMPLIANCE DEFENSE ——

Statutory Defense Against Director Disqualifications & Company Strike-offs

A delay in filing AOC-4 or MGT-7 exceeding 180 days can trigger active status removal under Section 248, leading to company strike-off and director disqualification for 5 years. Our corporate law division assists in reviving struck-off companies, re-activating DINs, and filing condonation of delay petitions with the Regional Director (RD) or NCLT.

DIN Re-activation & KYC

Filing DIR-3 KYC Web or E-form to re-activate DINs marked as "deactivated due to non-filing".

Company Revival Petitions

Drafting and filing petitions before NCLT u/s 252 for restoration of struck-off company registration from the registry.

—— ESTIMATOR ENGINE ——

ROC & LLP Late Filing Estimator

Estimate statutory late fees and corporate professional filings rates in real-time based on the duration of delay and entity class.

Estimated Outstandings
Total Estimated Outstandings
₹ 0
Statutory Late Fee ₹ 0
Professional Filings Fee ₹ 0
Estimated Timeline 3-5 Days
Filing Standard MCA V3 E-Filing System
Statutory Fees Ratio 0%
Professional Fees Ratio 0%

Disclaimer: Calculations are statutory additional fees u/s Companies Act, 2013 and LLP Act, 2008. Professional fees are indicative for standard capitalization. Heavy debt structures, FDI, or share capital updates require custom valuation quotes.

—— WORKFLOW SYSTEM ——

Our Compliance Architecture

A methodical, four-phase delivery cycle ensuring accurate corporate registry alignments and prompt challan verification.

01

Document Audit & DIN Check

Reviewing company books, director active status (DIN KYC), and drafting required annual general meeting (AGM) minutes.

02

Accounts Prep

Aligning corporate balance sheet, profit & loss statement, and auditor disclosures into standard MCA format.

03

Form Drafting & Sign-off

Preparing MCA e-forms (AOC-4, MGT-7/7A, Form 8/11) and executing signatures via Director Digital Signature Certificates (DSC).

04

MCA Submission & SRN

Filing on the V3 portal, paying government challans, and delivering official filing receipts (SRN) and company registry certificates.

—— STATUTORY LAW MATRIX ——

MCA Compliance Framework

Corporate compliance mandates and enforcement actions under the Companies Act, 2013.

Section 92 (Co Act)

Annual Returns (MGT-7)

Mandates every corporate entity to file an annual return containing director lists, shareholder updates, and indebtedness within 60 days of the AGM.

Section 137 (Co Act)

Financial Statements (AOC-4)

Imposes mandatory filing of audited financial statements, board reports, and auditor reports with the Registrar within 30 days of the AGM.

Section 164(2) (Co Act)

Director Disqualifications

Disqualifies directors for a term of 5 years if a company fails to file financial statements or annual returns for 3 consecutive financial years.

Section 248 (Co Act)

Registry Strike-off Powers

Empowers the ROC to strike off companies from the official register if they fail to file financial statements and returns for 2 consecutive years.

—— EXPERT STATUTORY INTEL ——

ROC Compliance FAQ

Answers to annual filing timelines, delay consequences, and portal requirements.

AOC-4 must be filed within **30 days** of the company's Annual General Meeting (AGM), and MGT-7/7A must be filed within **60 days** of the AGM. Since the standard AGM due date is September 30th, AOC-4 is typically due by **October 30th**, and MGT-7/7A by **November 29th**.
Under MCA regulations, the statutory additional fee for late filing of annual forms (like AOC-4, MGT-7, Form 8, and Form 11) is a flat **₹100 per day per form**, with no upper ceiling. Delaying filing can quickly compound into significant financial liabilities.
Every director holding an active DIN must file DIR-3 KYC by September 30th of each year. Failure to do so leads to deactivation of the Director Identification Number (DIN). Reactivation requires filing the KYC form with a flat statutory late penalty of **₹5,000**.
LLPs must file two major annual forms: **Form 11** (Annual Return) by May 30th of each year, and **Form 8** (Statement of Account & Solvency) by October 30th. Delayed filing of either form incurs the standard additional fee of **₹100 per day per form**.
—— PRIVILEGED INTAKE ——

Initiate Governance Counsel

Book a confidential, attorney-privileged case evaluation regarding company compliance alignments or registry restoration.